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  Sebi imposes Rs 12 lakh fine on NDTV for disclosure lapses

  Business | June 18, 2019 17:13 IST

  The order comes after the regulator examined multiple disclosure lapses by NDTV and noted non-compliance with the Substantial Acquisition of Shares and Takeover (SAST) Regulations.

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  NDTV case: Sebi bars Prannoy Roy, Radhika Roy from securities market and top positions

  India | June 14, 2019 21:01 IST

  Regulator Sebi on Friday barred NDTV Ltd's three key promoters -- Prannoy Roy, Radhika Roy and their holding firm -- from the capital markets for two years and also restrained the two individuals from holding any board or top management role at the company in this period.

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  BSE stock options: Sebi fines 2 entities Rs 18 lakh for non-genuine trades

  Business | June 10, 2019 22:08 IST

  Markets regulator Sebi Monday levied a total fine of Rs 18 lakh on two entities for executing non-genuine trades in illiquid stock options segment on the BSE.

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  Sebi moots informant mechanism to curb insider trading activities

  Business | June 10, 2019 20:33 IST

  Sebi Monday proposed an informant mechanism to blow the whistle on insider trading cases, wherein genuine whistleblowers could get monetary reward of Rs 1 crore as well as amnesty from regulatory action.

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  Sebi fines 14 individuals Rs 42 lakh for manipulative trade

  Business | June 03, 2019 20:08 IST

  Markets regulator Sebi has slapped a total fine of Rs 42 lakh on 14 individuals for executing fraudulent trade in shares of Kushal Tradelink Ltd (KTL). The 14 individuals were fined Rs 3 lakh each, totalling Rs 42 lakh, according to a Sebi order.

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  Sebi fines individual Rs 5 lakh for non-genuine trade in illiquid stock options

  Business | May 15, 2019 20:56 IST

  The Securities and Exchange Board of India (Sebi) after observing large scale reversal of trades in stock options segment of the bourse conducted an investigation between April 2014 and September 2015.

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  IL&FS Securities Services moves SAT against Sebi order on Allied Financial

  Business | May 09, 2019 6:58 IST

  Appearing for IL&FS Securities counsel Gaurav Joshi said there were fraudulent mutual fund transfers carried out by Allied on behalf of its clients Dalmia Cement and OCL India, among others where it was the clearing house.

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  Co-location case: SEBI bars NSE from security markets for 6 months, directs to pay Rs 625 crore

  Business | April 30, 2019 23:20 IST

  Markets regulator Sebi Tuesday directed National Stock Exchange to pay more than Rs 625 crore in the case of misuse of its co-location facility.

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  Sebi orders impounding of Rs 1 cr from ADF Foods' promoters, 4 others in insider trading case

  Business | February 24, 2019 10:51 IST

  Sebi conducted a probe and found that entities had access to UPSI and traded in the scrips of the firm during the May 21-July 27, 2016 (UPSI period).

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  Sebi fines 10 entities for fraudulent trading in Mindvision Capital shares

  Business | January 14, 2019 13:43 IST

  By indulging in such trading activities, the entities have violated the Prohibition of Fraudulent and Unfair Trade Practices (PFUTP) Regulations.  

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  Sebi cracks down on Sahara again, orders over Rs 14,000 cr refund with 15 per cent interest

  Business | November 01, 2018 18:39 IST

  The order, which also bars the company, Sahara India Commercial Corporation Ltd (SICCL), as well as its then directors and associated entities from the markets and from associating with any public entity, relates to collecting funds between 1998 and 2009 from nearly 2 crore investors through issuance of certain bonds.

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  Mutual Funds pump over Rs 11,600-cr in equities in Sept; FPIs in sell-off mode

  Business | October 10, 2018 16:53 IST

  According to the latest data available with the markets regulator Sebi and depositories, fund managers lapped up shares to the tune of Rs 11,638 crore last month. On the other hand, FPIs pulled out Rs 10,825 crore from equities.

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  'Closely monitoring financial markets, will take action if required': RBI, SEBI

  Business | September 23, 2018 20:25 IST

  In a statement, SBI Chairman Rajnish Kumar said there was no concern on liquidity of NBFCs in view of their liquid cash position and availability of committed lines.

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  SEBI approves fresh KYC norms for Foreign Portfolio Investors

  Business | September 18, 2018 19:50 IST

  The proposals were cleared by the board of the Securities and Exchange Board of India (SEBI) at its meeting In Mumbai.

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  Sebi initiates public consultation on FPI norms as panel suggests major changes, more time

  India | September 08, 2018 19:58 IST

  Besides, the panel has suggested giving six months to FPIs for compliance to new rules, after they are finalised, while the non-compliant investors can be given further 180 days to wind down their existing positions.  

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  Sebi fines Vital Communications, Rs 5 lakh for non compliance

  Business | August 31, 2018 16:55 IST

  "A penalty of Rs 5 lakh is imposed jointly and severally" on Vital Communications Ltd (VCL) by Sebi for failing to provide information on allotment of shares and there by violating Sebi norms.

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  Sebi bans Tower Infotech, Agragami Agro and 11 others from markets for raising funds illegally

  Business | July 30, 2018 19:10 IST

  Sebi said that Tower Infotech had raised nearly Rs 46 crore from 49,489 investors, while Agragami garnered over Rs 3.45 crore.

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  Sebi amends regulations governing IPOs, share buybacks

  India | June 21, 2018 19:01 IST

  Sebi Chairman Ajay Tyagi told reporters here after a board meeting that as per the amendments "aimed at simplifying language and removing redundancies", the regulator has decided to reduce the time to announce the price band of an IPO to two days from the earlier five-day limit.

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  Trouble mounts for Vijay Mallya as SEBI imposes three-year ban on liquor baron for illegal fund diversions

  Business | June 02, 2018 8:26 IST

  Through an interim order in January 2017, the regulator had barred Mallya and six former officials of United Spirits from the securities markets in the case related to illegal fund diversions.   

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  Videocon case: SEBI issues notice to ICICI Bank, CEO Chanda Kochhar

  Business | May 25, 2018 18:53 IST

  According to the ICICI Bank, the SEBI has sought response on alleged non-compliance of the “erstwhile ‘Listing Agreement’ and the ‘Listing Obligations and Disclosure Requirements) Regulations, 2015’”.