Sebi

Sebi introduces code of conduct for mutual fund managers, dealers

Fund managers and dealers of AMCs will now be more accountable as market regulator Securities and Exchange Board of India (Sebi) has introduced a code of conduct. 

COVID-19: Sebi extends settlement scheme for illiquid stock option cases till Dec 31

"Upon consideration of the same, the competent authority has approved the extension of the period of the scheme till December 31, 2020," it added. As per the notice issued by Sebi in July, entities who do not avail the one-time settlement opportunity will be liable for action after the expiry of the scheme.

Reforms in IPO rules, corporate bond market development discussed with US investors: Sebi

Early finalisation of the direct listing scheme, development of the corporate bond market, reforms in IPO norms and digitization of processes among other issues were discussed between Sebi and investors from the US.

Sebi to conduct online exams for recruitment of senior officers. Check dates

Markets regulator Sebi is set to conduct examinations for the recruitment of 147 senior officers in January and February next year. In a notice, the Securities and Exchange Board of India (Sebi) stated that phase I and phase II online examinations will be held on January 17 and February 27, 2021 respectively.

NSE may get green go ahead by SEBI for IPO: What we know

The National Stock of Exchange (NSE) India Ltd may get the approval of the Securities and Exchange Board of India (SEBI) for the Initial public offering (IPO), according to reports.

Sebi penalises SBI, LIC, Bank of Baroda for violating mutual fund norms

Sebi observed that State Bank of India (SBI), Life Insurance Corporation of India (LIC) and Bank of Baroda (BoB) are the sponsors of SBI Mutual Fund, LIC Mutual Fund and Baroda Mutual Fund, respectively, and they also hold more than 10 per cent stake each in these mutual funds.

Ajay Tyagi gets 18 months' extension as SEBI chairman, to continue till February 2022

Sebi bans 4 entities for providing unauthorised investment advisory services

Sebi has barred Money Increase, Venture Revenue and two individuals from the capital markets for providing unauthorised investment tips and falsely promising assured returns to investors. 

Sebi extends deadline to apply for 147 senior level posts till October 31 amid COVID-19

On March 7, the regulator had invited applications for these positions as part of its plan to beef up the headcount for faster and more effective execution of its job.

Sebi to set up virtual museum of securities market

Coronavirus pandemic has confined all of us indoors. The outbreak has forced us to either limit or eliminate our outings altogether.This has given rise to many things such as virtual meets, virtual 'travel' and more. Securities and Exchanges Board of India (SEBI) seems to have decided to go with the trend. It is planning to launch a virtual museum.

SEBI extends timeline for Apr-Jun earnings till Sep 15

In a relief to listed companies amid the pandemic, the Securities and Exchange Board of India (SEBI) has extended the timeline for submission of financial results for the quarter ended June, till September 15.

Market regulator Sebi streamlines settlement norms to make process faster

In order to save time, Sebi said instead of issuing settlement notice under the regulations, a paragraph will be included in the show cause notice informing the noticee about the option to file a settlement application.

Sebi’s new margin rules postponed, guideline to verify upfront collection of margins issued

Aimed at making the market safer for investors, markets regulator Securities and Exchange Board of India (Sebi) postponed the implementation of the enhanced margin requirements for trading in the stock market by three months to December 1.

Sebi extends deadline for public comments on social stock exchange report till Aug 15

In view of the situation arising due to the COVID-19 pandemic, markets regulator Sebi on Tuesday extended the deadline till August 15 for sending public comments on a report on social stock exchange which allows for direct listing of non-profit organisations.

Sebi initiates process to recruit executive directors

Capital markets watchdog Sebi has begun the process for recruiting two executive directors for faster and more effective execution of regulatory work. 

Sebi relaxes preferential issue pricing norms; makes fund raising easier for cos amid COVID-19

Making it easier for corporates to raise funds amid the coronavirus pandemic, Sebi on Thursday decided to relax the pricing methodology for preferential issuance of shares, and approved certain changes in norms for acquisition of shares through open offer.  

Sebi amends regulations; provides more relaxation for companies to raise funds

Markets watchdog Sebi has amended regulations to provide more leeway for companies to raise funds, including reducing the time gap between two qualified institutional placements to two weeks, amid the coronavirus pandemic.

Happiest Mind Technologies files IPO papers with Sebi

Happiest Mind Technologies Ltd has filed draft papers with markets regulator Sebi for its initial public offering (IPO). 

Sebi extends power of attorney norms implementation date to August 1

In a bid to curb the misuse of power of attorney (POA) given by the clients to the trading member (TM) or clearing member (CM), Sebi had prescribed that margin obligations to be given in the form of securities by the client will be by way of pledge or re-pledge in the depository system.

Sebi slaps Rs 20 lakh fine on DHFL for violating market norms

Markets regulator Sebi on Friday levied a fine of Rs 20 lakh on Dewan Housing Finance Corporation Ltd (DHFL) for not complying with market norms while issuing non-convertible debentures (NCDs).